Tag: InvestmentBanking
Ex-Big Law Partner Found Guilty in Cryptocurrency Fraud Trial
![Ex-Big Law Partner Found Guilty in Cryptocurrency Fraud Trial Ex-Big Law Partner Found Guilty in Cryptocurrency Fraud Trial](http://generalcounselnews.com/wp-content/uploads/2018/09/bitcoin-cryptocurrency-money-blockchain-finance-3333927_150.jpg)
News
The former Locke Lord partner was one of the defendants in a lawsuit targeting individuals involved in the fraudulent cryptocurrency scheme OneCoin.
Bank Regulators Revive Restrictions on Incentive-Based Compensation
![Bank Regulators Revive Restrictions on Incentive-Based Compensation Bank Regulators Revive Restrictions on Incentive-Based Compensation](http://generalcounselnews.com/wp-content/uploads/2014/10/regulation-26839057_s-150.jpg)
Article
The new rules seek to establish general requirements applicable to the incentive-based compensation arrangements of covered persons working in covered institutions.
The Department of Labor Issues Final Fiduciary Rules
![The Department of Labor Issues Final Fiduciary Rules The Department of Labor Issues Final Fiduciary Rules](http://generalcounselnews.com/wp-content/uploads/2016/04/banking-investing-money-1012599_150.jpg)
Article
The final fiduciary rule amends and expands the definition of a fiduciary that provides “investment advice” to reflect changes in the financial industry and the state of investment advice as it exists today.