Tag: InvestmentBanking
Ex-Big Law Partner Found Guilty in Cryptocurrency Fraud Trial
News
The former Locke Lord partner was one of the defendants in a lawsuit targeting individuals involved in the fraudulent cryptocurrency scheme OneCoin.
Bank Regulators Revive Restrictions on Incentive-Based Compensation
Article
The new rules seek to establish general requirements applicable to the incentive-based compensation arrangements of covered persons working in covered institutions.
The Department of Labor Issues Final Fiduciary Rules
Article
The final fiduciary rule amends and expands the definition of a fiduciary that provides “investment advice” to reflect changes in the financial industry and the state of investment advice as it exists today.
