News and Events for Attorneys and Executives

Tag: CorporateCompliance

Compliance Training: Effective Enough to Avoid the Headlines?

Compliance Training: Effective Enough to Avoid the Headlines?

Insight
NAVEX Global has produced a new ethics and compliance benchmark report that provides key statistics to measure and prove the value of educating employees on the right topics.

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Is Your Compliance Training Program Working Hard Enough?

Is Your Compliance Training Program Working Hard Enough?

Webinar, July 27, 1 p.m. EDT
Navex Global will present a complimentary webinar outlining the state of compliance training in 2017. The event will be Thursday, July 27, 2017, at 10 a.m. Pacific time/1 p.m. Eastern time.

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Nasdaq and Center for Board Excellence Announce Partnership

News
Nasdaq will be offering the Center for Board Excellence’s products through the Directors’ Desk and BoardVantage platforms. This will allow Nasdaq customers to access CBE’s EnGauge platform services such as Directors’ & Officers’ Questionnaires, Board and CEO Assessments, and other compliance and Assessment related products and services, through their Nasdaq board portals.

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How to Make the Case for a Smaller Law Firm to Your Board

Insight
With a smaller law firm, seasoned attorneys are the norm, rather than the associates who typically handle day-to-day business for the big law firms, writes Norm Finkel of Schoenberg, Finkel, Newman and Rosenberg, LLC.

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Compliance Expert Janice G. Jacobs Joins Berkeley Research Group

News
Berkeley Research Group announced that Janice Jacobs, a managing director in the firm, has joined Edward Buthusiem and Katherine Norris in BRG’s Healthcare Corporate Compliance and Risk Management practice.

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Benchmarking Your Policy & Procedure Management Program in 2017

Event, May 25, 1 p.m. EDT
NAVEX Global will present a complimentary webinar announcing the recent results from its new Ethics and Compliance Policy & Procedure Management Benchmark Report on May 25.

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Study: Most CCOs Don’t Review Incentive Risks

Study: Most CCOs Don’t Review Incentive Risks

Insight
Matt Kelly of Radical Compliance writes about a new report from the Society of Corporate Compliance & Ethics finds that most chief compliance officers don’t review incentive-based compensation for possible misconduct risk.

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MDO Partners to Present on FCPA at SCCE Miami Regional Compliance & Ethics Conference

Event, May 5, 2017
MDO Partners will participate at the Society of Corporate Compliance and Ethics (SCCE) Miami Regional Compliance & Ethics Conference on May 5, 2017.

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16th Annual Compliance & Ethics Institute Set in Las Vegas

16th Annual Compliance & Ethics Institute Set in Las Vegas

Event, Oct. 15-18, 2017
More than 1,700 compliance professionals are expected to attend the 16th Annual Compliance & Ethics Institute in Las Vegas Oct. 15-18, 2017.

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U.S. Investor, CEO Groups Set for Lobbying Battle Over Proxy Challenges

News
A major business trade group’s request that the White House use its influence on the SEC to make it harder to get governance, political or environmental issues onto corporate ballots has a new opponent, Reuters reports.

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Michael Best Hires Senior Director of Affirmative Action Plans & Contractor Compliance

Michael Best Hires Senior Director of Affirmative Action Plans & Contractor Compliance

News
Michael Best & Friedrich LLP has added Maryelena Zaccardelli to its Washington, D.C. office as the firm’s Senior Director of Affirmative Action Plans & Contractor Compliance.

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Download: Eight Practices to Oversee Risk Effectively

Download: Eight Practices to Oversee Risk Effectively

Insight
The National Association of Corporate Directors (NACD) has published a complimentary executive summary of “Eight Key Practices for Overseeing Risk Management.”

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GCSG Launches a New Due Diligence Report Product for Businesses

Insight
GCSG has created a due diligence report to help companies assess potential risks associated with their current and potential third party relationships.

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Corporate Ethics Advocate Thomas Fox Talks Trump Effect in Podcasts, E-Book

Corporate Ethics Advocate Thomas Fox Talks Trump Effect in Podcasts, E-Book

News
Corporate compliance consultant, author and lawyer Thomas Fox is producing a new podcast series that has generated an e-book exploring the outlook for business ethics at home and overseas under incoming President Donald Trump.

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Event – A Wake-Up Call: Antitrust Compliance in the U.S.

Event – A Wake-Up Call: Antitrust Compliance in the U.S.

Event, Jan. 19, NYC
Bloomberg BNA will present a complimentary event to discuss the widespread corporate apathy towards antitrust risks – and why the business community needs a collective wake-up call.

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Whistle-Blowers Spur Companies to Change Their Ways

Whistle-Blowers Spur Companies to Change Their Ways

News
A study of companies subjected to whistle-blowing underscores the notion that insiders are best positioned to monitor companies’ financial reporting, according to a report The New York Times.

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White Paper: Top 10 Ethics & Compliance Predictions and Recommendations

White Paper: Top 10 Ethics & Compliance Predictions and Recommendations

Insight
Navex Global has published its 2017 edition of the annual Top 10 Ethics & Compliance Predictions and Recommendations white paper.

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Zuckerberg and Musk Expose Silicon Valley’s Poor Corporate Governance

Zuckerberg and Musk Expose Silicon Valley’s Poor Corporate Governance

News
Reports cover recently unsealed documents in a shareholder lawsuit that contends Facebook’s recent stock split with a new class of nonvoting stock is tantamount to “granting Zuckerberg billions of dollars in equity, for which he will not pay anything.”

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Embraer Settles Bribery Charges With SEC and DOJ

Embraer Settles Bribery Charges With SEC and DOJ

News
The SEC alleged Embraer made more than $83 million in profits as a result of bribe payments from its U.S.-based subsidiary through third-party agents to foreign government officials in the Dominican Republic, Saudi Arabia and Mozambique.

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Compliance and Ethics Program Comparison: Survey Results

Compliance and Ethics Program Comparison: Survey Results

Insight
The Society of Corporate Compliance and Ethics and the Health Care Compliance Association recently conducted a survey to gauge the effectiveness of compliance programs at preventing incidents from occurring.

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